Archives for : September 2014

Hong Kong Liquidity Risk

Nicolas Corry

Nicolas Corry, Managing Director, nicolas.corry@skadilimited.com

Pimco ETF Probe Spotlighting $270 Billion Market Vexing FSB

Pimco ETF Probe Spotlights $270 Billion Market Vexing Regulators via @BloombergNews #ETFscrutiny

Pimco Cooperating in SEC Probe of Gross’ Total Return ETF

Pimco Cooperating in SEC Probe of Gross’ Total Return ETF

http://bloomberg.com/news/2014-09-24/pimco-total-return-etf-drawing-sec-scrutiny-wsj-reports.html Key takeaway for auditors are suppression, transaction and trade reporting, valuation and control

Biggest banks said to overhaul fx trading after scandals

Nicolas Corry

http://www.bloomberg.com/news/2014-09-15/biggest-banks-said-to-overhaul-fx-trading-after-scandals.html Skadi Limited consultants are working with customers to help them identify and implement effective controls within Foreign Exchange Trading.