http://lnkd.in/dm8QkmzFurther scrutiny on precious metals and Forex. Key takeaways: Postion, Trade and Transaction Reporting. Transparency. Culture. Skadi Limited’s Subject Matter Experts are all Front Office Personnel. Skadi Limited provides consultants to Control Functions of Banks, Brokerages and Investment Managers to help them understand the activities of their Front Office Operations. Skadi Limited also offers Expert Witness Testimony, and Investigative Services. Visit us at www.skadilimited.com
http://lnkd.in/dvf2SVzIntriguing that the regulators are focusing on the electronic market.In the OTC market where transparency is worse, this is a much deeper problem.This investigation also calls in to question the veracity of quotes.Customers trust the quote on the screen to reflect the true, current, best market. Skadi Limited’s Subject Matter Experts are experienced traders and inter dealer brokers. We help Control functions gauge their company’s potential exposure to Front Office risk. www.skadilimited.com
http://lnkd.in/dmjW5sP Cultural change is a massive challenge for the Financial Community. Words are cheap. Measuring cultural change will ensure that there is a change for good. How can an Internal Audit team begin to devise ways to measure where their firm and employees stand on culture, and how that stand point is changing, when the culture in Audit is so different to the culture in the Front Office? We can help…
http://lnkd.in/dpgVjh3This has implications which go outside of Foreign Exchange. ETFs cover a broad range of instruments all of which can be manipulated to some extent. The story continues to throw the spotlight on Front Running of client orders. Skadi Limited provides Front Office Subject Matter Experts to control functions within Banks, Brokerages and Investment Managers. Visit our site www.skadilimited.com to learn about how we can help your Internal Audit team provide challenge to Front Office.
http://lnkd.in/dStKiQD Key Take-aways: Transparency, House vs Client, and Culture. Skadi Limited consultants are all former Front Office Professionals, who work with the Control Functions of Banks, Brokerages and Investment Managers. Visit our site www.skadilimited.com to learn about how we can help your Internal Audit team provide challenge to Front Office. In addition, Skadi Limited provides Expert Witness Services and conducts Forensic Investigation Work.